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GUIDING YOUR PATH 

Expert legal and financial crimes compliance consulting services to suit your needs.

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Services

Organized Desk Tools

1

Compliance Program

Enhance your compliance program including training, governance, transaction monitoring, KYC, risk assessments, and MIS with services to improve the overall health of programs. Stay updated on the latest regulatory requirements, trends and best practices.

2

Policies and Procedures

Drafting documents that meet rigorous industry standards, ensuring compliance and integrity in every financial transaction. Dedicated to building trust with clients through transparent practices and tailored solutions. Partner with us to navigate the complexities of financial regulations and enhance your business's reputation and success.

3

Regulatory and Legal Consultation

Guidance on navigating the regulatory landscape. Providing expert witness services, arbitrations, case consultations, resolving existing issues, and preparing for regulatory examinations.  Comprehensive analysis and evaluation of your current financial crimes compliance program. Identify gaps and opportunities for enhancement to ensure regulatory alignment.

Our Story and Mission

DMW Advisory is at the forefront of financial crimes compliance consulting. Led by Denise M. Wright, Esq., a recognized expert, we provide essential legal and compliance consulting services in AML, KYC, Sanctions, Arbitration, and more, empowering our clients' success.

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Our mission is to help others develop solutions to meet regulatory obligations related to Financial Crimes by sufficiently documenting those programs, implementing them and providing the resources, expertise and tools to keep them operating. Resolve issues in their program and be compliant with regulations and industry best practices.

Founder and CEO

Denise is an attorney admitted to practice law in New York State and holds the designations of Certified Anti-Money Laundering Specialist, International Sanctions Compliance Officer, and notary public. She is a recognized expert committed to advancing compliance standards across the industry, both domestically and internationally. Denise has designed and built sophisticated automation systems and sustainable BSA/AML/Sanctions financial crimes programs, along with comprehensive examination management functions spanning various operational areas, including banking branches and broker dealers.

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Michael Bowman, Managing Director, Financial Crime Advisory at Kroll

“I have worked closely with Denise in two separate capacities. She reported directly to me during the years she served as the BSA Officer for Rabobank's U.S. operations. More recently, Kroll engaged Denise as an independent contractor to support our client (a global FinTech) in the enhancement of its transaction monitoring and KYC procedures and standards. In both cases Denise's overall performance was superb. She has deep subject-matter expertise across all FCC areas, and has great perspective on operational controls, industry standards and regulatory expectations. I would trust her to manage, enhance or remediate any aspect of an institutions AML program, including governance, reporting, and testing. Denise operates with the highest level of professionalism, is an effective communicator, and engages well with all stakeholders, gaining trust and followership as required. I will continue to seek assistance from Denise and her firm as the opportunities arise."

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Get in Touch

Serving Westchester, Connecticut, New York Metropoliation and Remotely

dwrightesq@dmwadvisoryllc.com

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